Job Description
We are seeking an experienced Regulatory Reporting Analyst to join our CIB Operations team on a contingent contract. In this role, you will support the Regulatory Reporting team responsible for the Consolidated Audit Trail (CAT). The primary focus will be fixing out-of-sequence events for options orders, performing CAT corrections, conducting analysis, and ensuring regulatory compliance.
This position requires a strong understanding of capital markets operations and hands-on experience with CAT reporting tools and order management systems.
Key Responsibilities
- Perform corrections and resolve out-of-sequence events within the Consolidated Audit Trail (CAT)
- Conduct complex analysis and data entry related to CAT reporting
- Collaborate with internal teams to ensure accuracy, compliance, and timely reporting
- Utilize regulatory and trading platforms to manage reporting workflows
Top Skills & Qualifications
- Hands-on experience with Consolidated Audit Trail (CAT)
- Experience using Fidessa (order management system)
- Familiarity with FINRA CAT Reporter Portal
- Experience with FIS User Interface and/or nTier User Interface
- Strong knowledge of capital markets operations
- Proficiency in Microsoft Excel
- 5+ years of Analytics or Regulatory Reporting experience
Job Tags
Contract work,